WebApr 20, 2024 · At a glance. This blog, focused on insurance brokers’ wholesale operations, builds on a series of reports issued by Deloitte’s EMEA Centre for Regulatory Strategy on the key climate-related … WebThe FCA has recently released its business plan for 2024 /2024. ... What are the Main Themes in the 'Dear CEO' Letter to Wholesale Brokers, Dated Jan 2024? Forum Community. Register Today The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back ...
The FCA
WebJun 16, 2024 · In a Dear CEO letter today (June 16), the FCA said it is critical that lenders act now to meet the standards the regulator expects to support borrowers, including … WebRegulatory gap analysis templates. There are lots of regulatory publications to keep on top of. Enforcement notices and Dear CEO letters often contain rich insight into the thoughts and priorities of Regulators. At a minimum … free rail travel for domestic abuse victims
FCA Portfolio letter- wholesale brokers FIN.
WebFeb 22, 2024 · FCA gives wholesale brokers six weeks to review regulatory compliance and culture. On 11th January, the Financial Conduct Authority (“FCA”) published a ‘Dear CEO’ letter letter setting out its supervisory focus for wholesale brokers over the next two years. In its letter, the FCA highlights what it believes are the four most pressing ... WebNov 4, 2024 · The rise and rise of the Dear CEO letter. It has become something of a trend recently for the FCA to issue Dear CEO letters. Officially referred to as portfolio letters, the regulator has a dedicated … WebJan 16, 2024 · In January 2024, the FCA set out in a letter issued to wholesale brokers its new strategy for supervising them. This letter details the FCA’s view of the most important risks arising from wholesale brokers, what drives those risks, and the FCA’s supervisory focus for the next two years. The FCA expects firms’ Boards to discuss the ... free rail travel sydney